Provisions for Drug Advertisement Examination
State Food and Drug Administration,State Administration for Industry and Commerceof the People’s Republic of China
Provisions for Drug Advertisement Examination
(SFDA Decree No. 27)
The Provisions for Drug Advertisement Examination, adopted by the State Food and Drug Administration and the State Administration for Industry and Commerce of the People’s Republic of China, is now issued in the decree sequence number of the State Food and Drug Administration. The Provisions shall go into effect as of the date of May 1, 2007.
Shao Mingli
Commissioner
State Food and Drug Administration
Zhou Bohua
Minister
State Administration for Industry and Commerceof the People’s Republic of China
March 13, 2007
Provisions for Drug Advertisement Examination
Article 1 The Provisions are formulated for the purposes of strengthening regulation on drug advertisements and ensuring the authenticity and legality of drug advertisements in accordance with the Advertisement Law of the People’s Republic of China (hereinafter referred to as Advertisement Law), the Drug Administration Law of the People's Republic of China (hereinafter referred to as Drug Administration Law), the Regulations for the Implementation of Drug Administration Law of the People's Republic of China (hereinafter referred to as Regulations for the Implementation of Drug Administration Law) and other regulations related to supervision on advertisements and drugs.
Article 2 A drug advertisement refers to any advertisement published through various media or forms containing drug name, indications (functions) or other relevant contents, and shall be examined and approved in accordance with the Provisions.
Where only the names of non-prescription drugs (including adopted names and trade names) are publicized or only the names of prescription drugs (including adopted names and trade names) are publicized in professional medical or pharmaceutical journals, the examination is not required.
Article 3 The drug advertisement applied for examination shall be approved provided that it conforms to the following laws, regulations and related provisions:
(1) Advertisement Law;
(2) Drug Administration Law;
(3) Regulations for Implementation of Drug Administration Law;
(4) Criteria for Examining and Publishing Drug Advertisement;
(5) Other provisions of the State on advertisement regulation.
Article 4 The drug regulatory departments of the provinces, autonomous regions or municipalities directly under the Central Government are the drug advertisement examination authorities responsible for examining drug advertisements within their administrative regions. The administrative departments for industry and commerce at or above the county level are supervision and control authorities for drug advertisements.
Article 5 The State Food and Drug Administration shall guide and supervise the examination conducted by drug advertisement examination authorities and punish, in accordance with law, the examination authorities that have violated the Provisions.
Article 6 An applicant for a drug advertisement approval number must be an eligible drug manufacturer or distributor. Where the applicant is a drug distributor, the consent of the drug manufacturer is required.
An applicant may entrust an agent with the application for a drug advertisement approval number.
Article 7 An application for a drug advertisement approval number shall be submitted to the drug advertisement examination authority in the place where the drug manufacturer is located.
An application for an import drug advertisement approval number shall be submitted to the drug advertisement examination authority in the place where the agent of the import drug is located.
Article 8 Where a drug manufacturer or distributor applies for a drug advertisement approval number, it shall submit an Application Form for Drug Advertisement (Appendix 1) with sample manuscript (sample film or sample record) of which the content is consistent with that to be published attached, and an electronic document of drug advertisement application. It shall also submit the following proof documents that are authentic, legal and valid:
(1) Copy of the Business License of the applicant;
(2) Copy of the Drug Manufacturing Certificate or the Drug Supply Certificate of the applicant;
(3) Where the applicant is a drug distributor, the original document proving that the drug manufacturer authorizes the drug distributor to be the applicant shall be submitted;
(4) Where an agent submits an application for a drug advertisement approval number on behalf of the applicant, an original authorization letter given by the applicant to the agent, a copy of business license of the agent and other documents proving the subject’s qualifications shall be submitted;
(5) Copies of the drug approval document (including Import Drug License or Pharmaceutical Product License), copy of approved insert sheet, and label and insert sheet used in practice;
(6) For non-prescription drug advertisement, a copy of registration certificate of non-prescription drug examination or copies of relevant certificates is required;
(7) Where an applicant applies for an import drug advertisement approval number, copies of qualification certificates of the agent of the import drug shall be submitted;
(8) Where the trade name, registered trademark and patent of the drug are involved in an advertisement, copies of the valid certificates and other relevant documents proving the authenticity of the advertisement shall be submitted.
The copy of any approval document prescribed in this Article shall be sealed by the document holder.
Article 9 An advertisement application by an enterprise for a drug shall not be accepted by the drug advertisement examination authorities under any of the following circumstances:
(1) Any of the circumstances under which the application shall be rejected as prescribed in Article 20, Article 22 and Article 23 of the Provisions;
(2) An administrative procedure to withdraw a drug advertisement approval number is in process.
Article 10 After receiving an application for drug advertisement approval number, where the dossier is complete and in conformity with statutory requirements, the drug advertisement examination authority shall issue an Acceptance Notice of Drug Advertisement; where the dossier is incomplete or not conforming to the statutory requirements, one notification on all the content to be supplemented or corrected shall be given to the applicant on the spot or within five working days; if the notification to the applicant is not issued within the timeline, the application is deemed as being accepted upon the date when the dossier is received.
Article 11 Within ten working days upon accepting an application, the drug advertisement examination authority shall check the authenticity, legality and validity of the documents submitted by the applicant, and shall examine the advertisement content in accordance with law. For the drug advertisement in conformity with statutory requirements, a drug advertisement approval number shall be issued; for those not in conformity with statutory requirements, the authority shall make a decision of not issuing a drug advertisement approval number and notify the applicant of the decision with reasons in written form and the applicant’s right to apply for administrative reconsideration or to bring an administrative suit by law.
For approved drug advertisement, the drug advertisement examination authority shall report to the State Food and Drug Administration for records and send the approved Application Form for Drug Advertisement to the authority responsible for advertisement supervision and control at the same level for records. Where there is any problem in the drug advertisement reported to the State Food and Drug Administration for records, the State Food and Drug Administration shall instruct the drug advertisement examination authority to correct it.
The drug regulatory departments shall announce the approved drug advertisement timely.
Article 12 Where a drug advertisement is to be published in the province, autonomous region or municipality directly under the Central Government other than the place where the drug manufacturer and the agent of the import drug are located (hereinafter referred to as “non-local drug advertisement”), it shall, before being published, be submitted for records to the drug advertisement examination authority in the place where the advertisement is to be published.
Article 13 The following materials for non-local drug advertisement shall be submitted for record:
(1) Copy of the Application Form for Drug Advertisement;
(2) Copy of the approved drug insert sheet;
(3) For television or audio broadcast advertisement, it is required to submit the audio tape, compact disc or other medium carrier on which the content is consistent with the approved content.
The copy of any document prescribed in this Article shall be sealed by the document holder.
Article 14 For application for putting non-local drug advertisement on record in accordance with Articles 12 and Article 13 of the Provisions, the drug advertisement examination authority shall, within five working days after accepting the application, put such drug advertisement on record, endorse the word “recorded” on the Application Form for Drug Advertisement, affix the seal specific for drug advertisement examination and send the form to the supervision and control authorities for advertisements at the same level for future reference.
Where the drug advertisement examination authority of a place where a drug advertisement is to be put on record finds that the drug advertisement is not conformed with the relevant provisions, it shall fill in the Opinion on the Record of Drug Advertisement Examination (Appendix 2), submit it to the original drug advertisement examination authority for check, and copy it to the State Food and Drug Administration.
Within five working days upon receiving the Opinion on the Record of Drug Advertisement Examination, the original drug advertisement examination authority shall give its opinions to the drug advertisement examination authority of the place where the drug advertisement is to be put on record. Where no consensus is achieved between the original drug advertisement examination authority and the drug advertisement examination authority of the place where a drug advertisement is to be put on record, the case may be submitted to the State Food and Drug Administration that shall make a final judgment.
Article 15 The valid term of a drug advertisement approval number is one year. It shall become invalid upon expiration.
Article 16 The content of an approved drug advertisement is not allowed to be changed when being published. Where any change to the drug advertisement is needed, a new drug advertisement approval number shall be obtained.
Article 17 Where an advertisement applicant publishes a drug advertisement by itself, it shall keep the original Application Form for Drug Advertisement for two years for future check.
Where an advertisement publisher or advertising operator is authorized by the applicant to publish a drug advertisement, it shall check the original Application Form for Drug Advertisement, publish the advertisement in accordance with the approved content and keep a copy of the Applicant Form for Drug Advertisement for two years for future check.
Article 18 Where there is any of the following circumstances for an approved drug advertisement, the original drug advertisement examination authority shall issue a Notice of Drug Advertisement Re-examination (Appendix 3) and conduct the re-examination. The drug advertisement may continue to be published during the re-examination.
(1) The State Food and Drug Administration finds that the content of the drug advertisement approved by the drug advertisement examination authority is not in conformity with the provisions;
(2) A supervision and control authority for advertisement at or above provincial level makes a re-examination proposal;
(3) Other circumstances where a re-examination is required by a drug advertisement examination authority.
After re-examination, where the drug advertisement is not in conformity to the statutory requirements, the Application Form for Drug Advertisement shall be taken back and the original drug advertisement approval number shall become invalid.
Article 19 Drug advertisement examination authorities shall cancel the drug advertisement approval number in any of the following circumstances:
(1) Where a Drug Manufacturing Certificate or the Drug Supply Certificate is revoked;
(2) Where a drug approval document is withdrawn or cancelled;
(3) Where the State Food and Drug Administration or the drug regulatory department of the province, autonomous region or municipality directly under the Central Government instructs to stop the production, sales and use of the drug.
Article 20 For any alteration to the approved content of a drug advertisement for false propaganda, the drug regulatory departments shall instruct to stop the publication of the advertisement immediately, revoke the drug advertisement approval number, and shall not accept any application for advertisement of the drug within one year.
Article 21 Where any illegal advertisement in which the scope of indications (functions) of the drug is expanded without authorization, the therapeutic effectiveness is exaggerated extremely, or which seriously cheats or misleads the customers, is found, the drug regulatory department at or above the provincial level shall take mandatory administrative measures to suspend the sales of the drug within their administrative area and order the enterprise that illegally publishes the drug advertisement to issue a correction notice in relevant local media.
After the enterprise that illegally publishes the drug advertisement issues a correction notice as required, the drug regulatory department at or above the provincial level shall make a decision on lifting the mandatory administrative measures within 15 working days; where it is necessary to test the drug, the drug regulatory departments shall determine whether to lift the mandatory administrative measures within 15 days as from the day when the test report is issued.
Article 22 Where a drug advertisement application providing false materials is found by the drug advertisement examination authority during the examination, no further application of the enterprise in respect of the advertisement of the drug shall be accepted within one year.
Article 23 Where a drug advertisement with an approval number is found by the drug advertisement examination authority to have provided false materials, such drug advertisement approval number shall be revoked and no further application from the enterprise in respect of the advertisement of the drug shall be accepted within three years.
Article 24 Any drug advertisement, of which the approval number is taken back, cancelled or revoked in accordance with Article 18, Article 19, Article 20 and Article 23 of the Provisions, shall be discontinued for publication immediately; non-local drug advertisement examination authorities shall stop filing the record of the advertisement of the enterprise with the drug advertisement approval number.
Where a drug advertisement examination authority takes back, cancels or withdraws a drug advertisement approval number in accordance with Article 18, Article 19, Article 20 and Article 23 of the Provisions, it shall notify the supervision and control authority for advertisements at the same level within five working days from the day when the administrative decision on the matter is made; the supervision and control authority for advertisements shall handle it in accordance with law.
Article 25 Where a non-local drug advertisement is found not put on record in the drug advertisement examination authority of the place where it is published, the authority shall instruct to file its record within a time limit. If the record is not filed within the time limit, the drug advertisement in the above-mentioned place shall be suspended.
Article 26 The drug regulatory department at or above the county level shall monitor and check the publishing of drug advertisement that has been examined and approved. For any illegal drug advertisements, drug regulatory departments at all levels shall fill in the Notice on the Transfer of Illegal Drug Advertisement (Appendix 4) and transfer it to an supervision and control authority for advertisements at the same level together with such materials as samples of illegal drug advertisement; where the content of approved non-local drug advertisement is altered without permission, the drug advertisement examination authority of the place where the advertisement is published shall advise the original drug advertisement examination authority to revoke its approval number in accordance with Article 92 of the Drug Administration Law and Article 20 of the Provisions.
Article 27 Where an illegal drug advertisement is published and the circumstances are serious, the drug regulatory department of province, autonomous region or municipality directly under the Central Government shall announce the matter to the public and timely report it to the State Food and Drug Administration. The State Food and Drug Administration shall summarize and release the collected information periodically.
Where any false or illegal drug advertisement is published and the circumstances are serious, it shall be announced to the public jointly by the State Administration for Industry and Commerce and the State Food and Drug Administration if necessary.
Article 28 For any drug advertisement published without approval, or the contents published inconsistent with the approved ones, the supervision and control authority for advertisements shall impose a punishment in accordance with Article 43 of the Advertisement Law; where it constitutes false advertisement or misleading propaganda, the supervision and control authorities for advertisements shall impose a punishment in accordance with Article 37 of the Advertisement Law and Article 24 of Anti-Unfair Competitions Law.
In the process of investigation of an illegal drug advertisement, where there is a need to affirm any drug technical information, the supervision and control authority for advertisements shall notify the drug regulatory department at or above the provincial level. The drug regulatory department at or above the provincial level shall give the affirmation result to the supervision and control authorities for advertisements within ten working days after receiving the notification.
Article 29 The staff members that examine and supervise drug advertisements shall be trained in such laws and regulations as the Advertisement Law and the Drug Administration Law. Where the staff members in drug advertisement examination department or in supervision and control authority for drug advertisements neglect their duty, abuse their power, or practice favoritism and commit irregularities, they shall be given an administrative sanction in accordance with law. If a crime is constituted, they shall be investigated for their criminal liabilities in accordance with law.
Article 30 A drug advertisement approval number shall be “X Yao Guang Shen (Shi) No. 0000000000", “X Yao Guang Shen (Sheng) No. 0000000000", “X Yao Guang Shen (Wen) No. 0000000000". “X” is the abbreviation for a province, autonomous region or municipality directly under the Central Government. “0000000000” is a number with ten digits, in which the first six represent year and month of the examination, and the last four represent advertisement approval sequence number. “Shi”, “Sheng” or “Wen” represents certain classification code used in advertising media.
Article 31 These Provisions shall come into force as of May 1, 2007. The Provisions for Drug Advertisement Examination issued by the State Administration for Industry and Commerce and the Ministry of Health (Decree of State Administration for Industry and Commerce No. 25) on March 22, 1995 shall be annulled therefrom.
关于印发《城镇集体所有制企业、单位清产核资集体资产产权登记暂行办法》的通知
国家经贸委办公厅
关于印发《城镇集体所有制企业、单位清产核资集体资产产权登记暂行办法》的通知
1997年3月25日,国家经贸委办公厅
各省、自治区、直辖市和计划单列市经贸委(经委、计经委)、清产核资办公室、国家税务局、地方税务局,国务院各部门和直属机构:
现将《城镇集体所有制企业、单位清产核资集体资产产权登记暂行办法》印发你们,请结合本地区、本部门工作实际,认真执行,并将工作中有关情况和问题及时上报。
城镇集体所有制企业、单位清产核资集体资产产权登记暂行办法
第一条 为贯彻落实国务院办公厅《关于在全国城镇集体企业、单位开展清产核资工作的通知》精神,做好城镇集体所有制企业、单位(以下简称集体企业)清产核资集体资产产权登记(以下简称产权登记)工作,维护集体企业资产的完整和其所有者的合法权益,防止集体资产流失,加强集体资产的综合管理,根据《中华人民共和国城镇集体所有制企业条例》和《城镇集体所有制企业、单位清产核资暂行办法》,制定本办法。
第二条 本办法所称产权登记,是指在各级人民政府领导下,对集体企业中集体资产依法确认其所有权归属,核发《城镇集体资产产权登记证》的法律行为。
第三条 《城镇集体资产产权登记证》是集体企业占有、使用、收益和处分集体资产并以该资产承担民事责任的法律凭证。《城镇集体资产产权登记证》分为正、副本,由国家经济贸易委员会统一监制,各省级人民政府组织核发。
第四条 所有在国家各级工商行政管理机关登记注册为集体所有制性质的各类城镇集体企业、单位,包括联合经济组织、社区经济组织、劳动就业服务企业、有关集体事业单位,以及以各种形式占用、代管集体资产的部门或企业、单位,在完成清产核资产权界定和资金核实各项工作后,应在3个月内依照本办法的规定申请办理产权登记。对于实行共同劳动、在分配方式上以按劳分配为主体并符合下列任一条款的集体企业,首先进行产权登记:
(一)归本企业劳动者集体所有资产与归联合经济组织、社区经济组织范围内的劳动者集体所有资产及其他集体企业投入资产之和占企业净资产总额的比例超过50%的;
(二)实行股份合作制的企业或其他实行劳动合作的企业,其集体股金与职工个人股金之和占企业净资产总额的比例超过50%的;
(三)由集体企业或集体企业为主改制为各类联营、国内合资、股份制、股份合作制的企业,其集体资产在企业净资产中占最大份额;
(四)经企业主管部门和劳动部门认定的劳动就业服务企业。
第五条 产权登记工作按照属地原则,在各级人民政府领导下,由县及县以上各级经贸部门或当地人民政府指定的其他城镇集体经济综合管理机构组织实施并负责核发《城镇集体资产产权登记证》。
第六条 产权登记的主要内容有:集体企业名称、地址、法定代表人;集体企业净资产(所有者权益)总额,其中集体企业实收资本额、资本公积、盈余公积、未分配利润;集体企业集体净资产总额,其中本集体企业劳动者集体所有资本额(含劳动积累)、联合经济组织和社区经济组织范围内的劳动者集体所有资本额,其他集体企业投入资本额;集体企业资产总额;集体企业负债总额等。
第七条 产权登记的基本工作程序是:
(一)申请。当事集体企业向负责产权登记的部门提交申请产权登记的书面报告,并领取“集体资产产权登记表”。
(二)填表。当事集体企业填制“集体资产产权登记表”。表中有关所有者权益、集体净资产、企业总资产、负债等科目,均依清产核资产权界定、资金核实结果据实填写。其中集体企业集体净资产总额,由以下公式计算:
集体企业集体净资产总额=本集体企业劳动者集体所有资本额(含劳动积累)+联合经济组织、社区经济组织范围内劳动者集体所有资本额+其他集体企业投入资本额+其他集体资本(已确定为集体性质但不能归为上述各项的集体资本)+资本公积、盈余公积和未分配利润中的集体所有的权益;
资本公积、盈余公积和未分配利润中的集体所有的权益由以下公式计算:[资本公积+盈余公积+未分配利润]×[本集体企业劳动者集体所有资本额(含劳动积累)+联合经济组织、社区经济组织范围内劳动者集体所有资本额+其他集体企业投入资本额+其他集体资本]÷集体企业实收资本总额×100%。
(三)审核。当事集体企业将填制的“集体资产产权登记表”先报送企业主管部门和同级清产核资机构提出审核意见后,再报送负责产权登记的部门,并附下述资料:《城镇集体所有制企业、单位清产核资产权界定工作的具体规定》(财清字〔1996〕13号)规定的“产权界定文本文件”、经经贸部门和清产核资机构认定的清产核资“产权界定申报表”、集体企业主管部门对清产核资产权界定结果的批复;《城镇集体所有制企业、单位清产核资资金核实具体规定》(国税发〔1996〕217号)规定的经税务部门批复的清产核资“资金核实申报(审批)表”;
能够确认集体资产所有者的证明文件、凭据等资料。负责产权登记的部门依据国家法律、法规和清产核资有关政策,对“集体资产产权登记表”及所附资料进行审核。
(四)发证。凡“集体资产产权登记表”各栏目计算、填写正确,所附资料齐全、真实、可靠的,由负责产权登记的部门填写《城镇集体资产产权登记证》并盖章后发给当事集体企业。
第八条 在地方人民政府领导下,各级经贸部门或其他城镇集体经济综合管理机构应履行产权登记、维护集体资产完整和其所有者合法权益的职责。负责产权登记的部门对在本部门登记的集体资产应依法予以保护,对于产权登记后平调、挪用、侵占集体资产或集体企业资产的,负责会同有关部门予以查处和纠正;对于侵犯集体资产的重大事件,应向当地人民政府和上一级经贸部门或其他集体经济综合管理机构报告,并在当地人民政府的领导下,予以查处和纠正;上一级经贸部门或其他集体经济综合管理机构对查处工作要给予必要的支持和协助。
第九条 集体企业中国有资产产权登记依照国家有关规定办理。
第十条 本暂行办法自下发之日起执行。
集体资产产权登记表
登记类别:
企业名称(盖章): 法定代表人(签字):
地 址: 邮 编:
项 目 行 次
金 额(万元)
一、企业所有者权益总额 1
1、实收资本 2
其中:集体资本 3
2、资本公积金 4
3、盈余公积金 5
4、未分配利润 6
二、企业集体净资产总额 7
1、本企业劳动者集体所有资本额(含劳动积累) 8
2、联合经济组织、社区经济组织范围内劳动者集
体所有资本额 9
3、其他集体企业投入资本额 10
4、其他集体资本 11
5、资本公积、盈余公积和未分配利润中的集体所
有的权益 12
三、企业负债总额 13
四、企业资产总额 14
注:表中各行次关系为:
1=[2+4+5+6];
3=[8+9+10+11];
7=[3+12];
12=[4+5+6]×[3]÷[2]×100%;
14=[1+13]
填表人: 企业审核人: 填表时间:
企业主管部门审核意见 (盖章):
同级清产核资机构审核意见 (盖章):
产权登记审批部门负责人签字:
登记证号: 年 月 日